Kathleen Susan Weber

Current Employers

Employment History

• 07/2014 → 05/2018
  Ameriprise Financial Services, Inc.
  Plano, TX
• 05/2018 → Present
  Lpl Financial Llc
  Dallas, TX
• 10/2023 → Present
  Dallas Financial Advisors
  Allen, TX

Previous Registrations

• 2014-07-25 → 2018-05-11
  Ameriprise Financial Services, Llc
  Plano, TX
• 2011-02-28 → 2014-07-29
  Edward Jones
  St Louis, MO
  Allen, TX
  Plano, TX

Other Businesses

1. 5/4/2018 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Started 9/24/2017 - 20 Hours Per Month/0 Hours During Securities Trading - Time Spent 1% - Medicare Supplements. 2. 4/28/2021 - Summit Wine Tastings, LLC - Not Investment Related - Outside/W-2 Employment - Start Date: 4/16/2021 - 30 Hours Per Month/0 Hours During Securities Trading - Brand Ambassador. 3. 09/10/2021 - First Crush Tastings, Inc. - Not Investment Related - Various locations - Outside/W-2 Employment - Brand Ambassador - Start Date: 09/07/2021 - 30 Hours Per Month/0 Hours During Securities Trading - Describe and distribute samples of wine at local retail grocery and liquor stores. 4. 11/17/2022 - Flow Wines Group - Not Investment Related - Outside/W-2 Employment - Brand Ambassador - Start Date - 10/07/2022 - 15 Hours Per Month/0 Hours During Securities Trading 5. 3/21/2023 - Benzy, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 03/06/2023 - 10 Hours Per Month/0 Hours During Securities Trading 6. 11/01/2023 - Dallas Financial Advisors - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 10/24/2023 - 172 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Dallas Financial Advisors, an independent investment advisor firm. I started this business activity in 11/1/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial 7. 09/17/2025- Sourced Craft Cocktails- Other - Non-Securities Related Outside/1099- Not INV Related- At Local grocery and liquor stores.- Start date 10/01/2025- 15 Hours Per Month

Exams

• S66 Uniform Combined State Law Examination
  2011-02-24

Other Names

• Kathleen Susan George
• Kathleen Weber