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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-04-18
TX RA APPROVED_RES 2016-04-11
FL RA APPROVED 2011-03-25
  • NC RA
    APPROVED
    Since 2022-04-18
  • TX RA
    APPROVED_RES
    Since 2016-04-11
  • FL RA
    APPROVED
    Since 2011-03-25

Branch Locations

Asheville, NC • United States

1 N Pack Sq, Asheville, NC 28801 • United States

355 Alhambra Cir, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 12/2010 Present
Bank Of America, N.A. Coral Gables FL 07/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-22
  • S66 Uniform Combined State Law Examination
    2011-03-22

View on SEC IAPD

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