James R Whalen

Current Employers

Cypress Financial Planning

400 White Horse Pike, Haddon Heights, NJ 08035 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-03-18
PA	RA	APPROVED	2025-03-17
TX	RA	APPROVED_RES	2025-03-15

NJ RA
APPROVED

Since 2025-03-18
PA RA
APPROVED

Since 2025-03-17
TX RA
APPROVED_RES

Since 2025-03-15

Branch Locations

Garnet Valley, PA • United States

400 White Horse Pike, Haddon Heights, NJ 08035 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Dravo Bay, Llc Dba Blue Rock Dravo Bay	Wilmington	DE	10/2018	03/2025
Blue Rock Financial Group	Wilmington	DE	05/2017	10/2018
Unemployed	Philadelphia	DE	08/2016	05/2017
Cypress Financial Planning	Haddon Heights	NJ	03/2025	Present

10/2018 → 03/2025

Dravo Bay, Llc Dba Blue Rock Dravo Bay

Wilmington, DE
05/2017 → 10/2018

Blue Rock Financial Group

Wilmington, DE
08/2016 → 05/2017

Unemployed

Philadelphia, DE
03/2025 → Present

Cypress Financial Planning

Haddon Heights, NJ

Previous Registrations

2019-02-13 → 2025-04-14

Blue Rock Financial Group

Rehoboth Beach, DE
2016-04-14 → 2016-07-26

Northwestern Mutual Investment Services, Llc

Philadelphia, PA
2012-06-04 → 2012-10-15

Bny Mellon Advisors, Inc.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-06-02

S66 Uniform Combined State Law Examination

2012-06-02

Designations

Other Names

Jim Whalen
James R Whalen
James R. Whalen
James Raymond Whalen
James Whalen

View on SEC IAPD