John Lee

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-10-25
CA	RA	APPROVED	2024-08-16

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
E*Trade Securities Llc	Palo Alto	CA	06/2016	03/2017
E*Trade Capital Management Llc	Palo Alto	CA	06/2016	03/2017
Tdameritrade	Palo Alto	CA	03/2017	03/2018
Bancwest Investment Services	Palo Alto	CA	03/2018	01/2020
Bank Of The West	Palo Alto	CA	03/2018	01/2020
Massmutual Life Insurance Company	Fremont	CA	02/2020	11/2020
Mml Investors Services, Llc	Fremont	CA	04/2020	11/2020
Mariner Wealth Advisors	Danville	CA	01/2021	01/2022
Msec, Llc	Danville	CA	01/2021	03/2022
Mlo Financial Group	Newport Beach	CA	11/2020	01/2021
Cerity Partners	Los Altos	CA	04/2022	12/2022
Unemployed	Fremont	CA	12/2022	06/2023
Facet	Baltimore	MD	06/2023	06/2024
Edward Jones	St Louis	MO	08/2024	Present

2023-06-20 → 2024-06-14

Facet

Fremont, CA

West Palm Beach, FL
2022-04-18 → 2023-01-04

Cerity Partners Llc

New York, NY

Los Altos, CA
2021-02-02 → 2022-03-31

Mariner

Danville, CA
2020-04-21 → 2020-11-05

Mml Investors Services, Llc

Fremont, CA
2018-04-04 → 2020-01-22

Bancwest Investment Services, Inc.

Palo Alto, CA
2017-03-28 → 2018-03-28

Td Ameritrade, Inc.

Menlo Park, CA
2017-03-28 → 2018-03-28

Td Ameritrade Investment Management, Llc

E. Palo Alto, CA
2016-06-28 → 2017-03-22

Harrisdirect Llc

Palo Alto, CA

Arlington, VA
2012-04-05 → 2016-06-13

Strategic Advisers Llc

Mountain View, CA

Berkeley, CA
2011-05-12 → 2012-03-21

New England Securities

Chicago, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-10-23