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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-07-02 |
Branch Locations
225 W Randolph St Ste 2000, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Chicago | IL | 05/2011 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2011 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. OWNER OF RENTAL PROPERTY LOCATED AT 1708 N TROY, CHICAGO, IL 60647. WILL SPEND 5 HOURS PER MONTH MAINTAINING PROPERTY AND MANAGING TENATS. INVESTMENT RELATED. 3. 50% OWNER, VALOR REAL ESTATE LLC, 2848 N. ELSTON, CHICAGO, , ILLINOIS, 60618, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 3/8/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER 4. 100% OWNER, LUIS MERY LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 2/2/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 21-40, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-25 |
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