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14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-03-13 |
| TX | RA | APPROVED | 2023-03-13 |
Branch Locations
14600 Branch St., Omaha, NE 68154 • United States
8280 Ymca Plaza Drive , Bldg 4, Baton Rouge, LA 70810 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Baton Rouge | LA | 08/2011 | 03/2023 |
| Shobe & Associates, Inc. - The Shobe Financial Group | Baton Rouge | LA | 12/2010 | 05/2023 |
| Financial Benefits, Inc. | Baton Rouge | LA | 12/2010 | 05/2023 |
| Cetera Wealth Services, Llc | El Segundo | CA | 03/2023 | Present |
| Cwm, Dba Carson Partners - Crd # 155344 | Baton Rouge | LA | 03/2023 | Present |
| Cwm, Llc Dba Carson Group Holdings | Baton Rouge | LA | 03/2023 | Present |
| Cwm, Llc Dba Carson Wealth-The Shobe Financial Group | Baton Rouge | LA | 03/2023 | Present |
| Sweet Elizabeth Cake Designs, Llc | Prairieville | LA | 02/2010 | Present |
1. NAME OF OTHER BUSINESS: CWM, DBA CARSON PARTNERS - CRD # 155344 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONA ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR START DATE: 3/2023 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: WILL BE PROVIDING ADVISORY SERVICES TO CLIENTS WHEN NEEDED; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 4/2013 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION O DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE; 3. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP HOLDINGS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 3/2023POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: WILL BE PROVIDING ADVISORY AND BROKERAGE SERVICES TO CLIENTS WHEN NEEDED; 4. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON WEALTH-THE SHOBE FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANC SERVICES POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR START DATE: 3/2023 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADI HOURS: 32 BRIEF DESCRIPTION OF DUTIES: WILL BE PROVIDING ADVISORY AND BROKERAGE SERVICES TO CLIENTS WHEN NEEDED; 5. NAME OF OTHER BUSINESS SWEET ELIZABETH CAKE DESIGNS, LLC INVESTMENT RELATED: NO ADDRESS: 42353 LAKESTONE DRIVE, PRAIRIEVILLE, LA 70769 NATURE OF BUSINESS: CAKE COMPANY START DATE: 2/2010 POSITION/TITLE/RELATIONSHIP: BOOKKEEPER APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: MAINTAIN QUICKBOOKS, RUN PAYROLL, FILE SALES TAXES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-11 |
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