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Aromas, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-17 |
| CA | RA | APPROVED | 2020-04-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | San Jose | CA | 09/2010 | 09/2018 |
| Park Avenue Securities | San Jose | CA | 12/2010 | 09/2018 |
| Guardian Life Insurance Company | Campbell | CA | 09/2018 | 05/2020 |
| Park Avenue Securities | Campbell | CA | 09/2018 | 05/2020 |
| Wealth Cairn | San Jose | CA | 02/2020 | Present |
Outside insurance OBA Outside insurance sales Start: 10/18/2019 Address: 910 E Hamilton Ave Suite #350; Campbell, CA 95008 10 bus hrs per month Investment related >10% annual compensation
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-26 |
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