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Peter Sizhong Mu

Wealth Cairn, LLC

Aromas, CA

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Current Employers
Wealth Cairn, Llc

Aromas, CA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-17
CA RA APPROVED 2020-04-30
  • TX RA
    APPROVED_RES
    Since 2021-09-17
  • CA RA
    APPROVED
    Since 2020-04-30

Branch Locations

Aromas, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company San Jose CA 09/2010 09/2018
Park Avenue Securities San Jose CA 12/2010 09/2018
Guardian Life Insurance Company Campbell CA 09/2018 05/2020
Park Avenue Securities Campbell CA 09/2018 05/2020
Wealth Cairn San Jose CA 02/2020 Present
  • 09/2010 → 09/2018
    Guardian Life Insurance Company
    San Jose, CA
  • 12/2010 → 09/2018
    Park Avenue Securities
    San Jose, CA
  • 09/2018 → 05/2020
    Guardian Life Insurance Company
    Campbell, CA
  • 09/2018 → 05/2020
    Park Avenue Securities
    Campbell, CA
  • 02/2020 → Present
    Wealth Cairn
    San Jose, CA
Previous Registrations
Other Businesses

Outside insurance OBA Outside insurance sales Start: 10/18/2019 Address: 910 E Hamilton Ave Suite #350; Campbell, CA 95008 10 bus hrs per month Investment related >10% annual compensation

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-26
  • S66 Uniform Combined State Law Examination
    2011-02-26
Designations
Other Names
  • Peter Mu

View on SEC IAPD

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