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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-04 |
Branch Locations
301 University Ave 2Nd, 3Rd, & 4Th Fls [Nd-Rbo], Palo Alto, CA 94301 • United States
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Walnut Creek | CA | 10/2024 | Present |
| Wells Fargo Bank | Walnut Creek | CA | 10/2024 | Present |
| Wealth Architect | Mountain View | CA | 07/2016 | 10/2017 |
| Bank Of America | San Francisco | CA | 01/2018 | 02/2020 |
| Wells Fargo | Burlingame | CA | 03/2020 | 08/2023 |
| Unemployed | Hillsborough | CA | 10/2017 | 01/2018 |
| Unemployed | Hillsborough | CA | 08/2023 | 08/2024 |
RENTAL PROPERTY; INV RELATED; FRESNO, CA; 100% OWNERSHIP; START DATE 06/04/2021; 1 HOUR PER MONTH; 0 HOURS DURING TRADING |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-03 |
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