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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-04
  • CA RA
    APPROVED
    Since 2025-01-04

Branch Locations

301 University Ave 2Nd, 3Rd, & 4Th Fls [Nd-Rbo], Palo Alto, CA 94301 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Walnut Creek CA 10/2024 Present
Wells Fargo Bank Walnut Creek CA 10/2024 Present
Wealth Architect Mountain View CA 07/2016 10/2017
Bank Of America San Francisco CA 01/2018 02/2020
Wells Fargo Burlingame CA 03/2020 08/2023
Unemployed Hillsborough CA 10/2017 01/2018
Unemployed Hillsborough CA 08/2023 08/2024
  • 10/2024 → Present
    Wells Fargo Clearing Services
    Walnut Creek, CA
  • 10/2024 → Present
    Wells Fargo Bank
    Walnut Creek, CA
  • 07/2016 → 10/2017
    Wealth Architect
    Mountain View, CA
  • 01/2018 → 02/2020
    Bank Of America
    San Francisco, CA
  • 03/2020 → 08/2023
    Wells Fargo
    Burlingame, CA
  • 10/2017 → 01/2018
    Unemployed
    Hillsborough, CA
  • 08/2023 → 08/2024
    Unemployed
    Hillsborough, CA
Previous Registrations
Other Businesses

RENTAL PROPERTY; INV RELATED; FRESNO, CA; 100% OWNERSHIP; START DATE 06/04/2021; 1 HOUR PER MONTH; 0 HOURS DURING TRADING |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-03
  • S66 Uniform Combined State Law Examination
    2025-01-03

View on SEC IAPD

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