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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-10
  • FL RA
    APPROVED
    Since 2023-07-10

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Coral Gables, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs International Inc. Coral Gables FL 08/2007 06/2020
Ubs Financial Services Inc. Coral Gables FL 01/2010 06/2020
Morgan Stanley Smith Barney Llc Miami FL 06/2020 07/2023
Ubs Financial Services, Inc Coral Gables FL 07/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-18
  • S66 Uniform Combined State Law Examination
    2004-11-18

View on SEC IAPD

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