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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-03-15
  • MI RA
    APPROVED
    Since 2021-03-15

Branch Locations

333 Bridge Street Nw Suite 600, Grand Rapids, MI 49504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Okemos MI 03/2011 Present
New York Life Okemos MI 12/2010 Present
Eagle Strategies Llc Grand Rapids MI 03/2021 Present
  • 03/2011 → Present
    Nylife Securities Llc
    Okemos, MI
  • 12/2010 → Present
    New York Life
    Okemos, MI
  • 03/2021 → Present
    Grand Rapids, MI
Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 333 Bridge ST NW Grand Rapids MI 49504 Suite 600; Start Date 10/2015; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-22
S63 Uniform Securities Agent State Law Examination 2011-04-26
  • S66 Uniform Combined State Law Examination
    2021-01-22
  • S63 Uniform Securities Agent State Law Examination
    2011-04-26

View on SEC IAPD

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