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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-04-28
TX RA APPROVED_RES 2022-11-29
DC RA APPROVED 2022-11-28
  • VA RA
    APPROVED
    Since 2023-04-28
  • TX RA
    APPROVED_RES
    Since 2022-11-29
  • DC RA
    APPROVED
    Since 2022-11-28

Branch Locations

1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 10/2013 02/2019
E*Trade Securities Llc Washington DC 04/2019 11/2022
E*Trade Capital Management Llc Washington DC 04/2019 11/2022
Morgan Stanley Smith Barney Llc Washington DC 11/2022 Present
Morgan Stanley Private Bank, N.A New York NY 12/2022 Present
  • 10/2013 → 02/2019
    The Vanguard Group, Inc.
    Malvern, PA
  • 04/2019 → 11/2022
    E*Trade Securities Llc
    Washington, DC
  • 04/2019 → 11/2022
    E*Trade Capital Management Llc
    Washington, DC
  • 11/2022 → Present
    Morgan Stanley Smith Barney Llc
    Washington, DC
  • 12/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2019-04-23 → 2022-11-15
    Harrisdirect Llc
    Washington, DC
    Arlington, VA
    Washington, DC
  • 2016-12-13 → 2019-02-21
    Malvern, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-05
S63 Uniform Securities Agent State Law Examination 2011-03-14
  • S65 Uniform Investment Adviser Law Examination
    2016-12-05
  • S63 Uniform Securities Agent State Law Examination
    2011-03-14

View on SEC IAPD

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