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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-04-28 |
| TX | RA | APPROVED_RES | 2022-11-29 |
| DC | RA | APPROVED | 2022-11-28 |
Branch Locations
1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 10/2013 | 02/2019 |
| E*Trade Securities Llc | Washington | DC | 04/2019 | 11/2022 |
| E*Trade Capital Management Llc | Washington | DC | 04/2019 | 11/2022 |
| Morgan Stanley Smith Barney Llc | Washington | DC | 11/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-14 |
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