Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-15 |
Branch Locations
1111 Civic Drive, Suite 333, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Walnut Creek | CA | 07/2006 | 06/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Walnut Creek | CA | 07/2022 | 05/2025 |
| Muirwood Private Wealth | Walnut Creek | CA | 06/2020 | 01/2022 |
| Unemployed | Brentwood | CA | 01/2022 | 07/2022 |
| Mechanics Bank | Walnut Creek | CA | 06/2025 | Present |
| Lpl Financial | Walnut Creek | CA | 08/2025 | Present |
1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name Mechanics Investment Services - Investment Related - At Reported Business Location (s) - Start Date:07/2025 2. 07/2025 - Mechanics Bank - Financial Institution Duty - Investment Related - 160 Hour(s)/Month - 8 Hour(s) During Trading - Walnut Creek, CA 94956 - OBA Start Date: 06/24/2025
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-07-28 |
| S65 | Uniform Investment Adviser Law Examination | 2000-07-24 |
Reach out to this advisor