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2601 Main Street Suite 100, Irvine, CA 92614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-01-05 |
Branch Locations
1000 Lakes Drive Ste 325, West Covina, CA 91790 • United States
2601 Main Street Suite 100, Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Santa Monica | CA | 05/2011 | 11/2017 |
| Lpl Financial Llc | West Covina | CA | 11/2017 | 10/2021 |
| Trilogy Capital, Inc. | West Covina | CA | 11/2015 | Present |
| Trilogy Financial Services | West Covina | CA | 11/2011 | Present |
1. 11/30/2017 - TRILOGY FINANCIAL SERVICES INC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 5/27/11 - 10 Hours Per Month/10 Hours During Securities Trading. 2. 02/21/2018 - Trilogy Capital, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 12/1/2016 - 10 Hours Per Month/10 During Securities Trading - I provide investment advisory services through Trilogy Capital, Inc., an independent investment advisor firm. I started this business activity in 11/2017. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/25/2019 - TRILOGY FINANCIAL SERVICES INC - DBA:TRILOGY FINANCIAL - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:06/01/2011 - 160 hrs/mo - 120 hrs during trading. 4. INLAND VALLEY HOPE PARTNERS - FINANCE COMMITTEE - Non-investment related - 1753 N. Park Avenue Pomona, CA 91768 - Review of budget charity - 2 hrs/mo - 0 hrs during trading 5. LE TIP - WEST COVINA CHAPTER PRESIDENT - Non-Investment related - 4838 East Baseline Road Suite 123, Mesa, Arizona 85206 - Group Meeting Facilitator - 6 hrs/mo - 0 hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-02 |
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