Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-08-15
FL RA APPROVED 2011-12-13
  • TX RA
    APPROVED
    Since 2012-08-15
  • FL RA
    APPROVED
    Since 2011-12-13

Branch Locations

2850 Nw 43Rd St, Gainesville, FL 32606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Gainesville FL 10/2011 Present
Bank Of America, N.A. Gainesville FL 01/2012 Present
Previous Registrations
Other Businesses

I*2674276 Entity Type: Charitable Name of OBA: Santa Fe College International Center Address: Gainesville Florida Investment Related: No Position, Title, Association: Board Member Start Date:09/29/2025 No Hours: 8 Yearly No Hours during trading: 4 Yearly Duties: Supporting Santa Fe College's internationalization goals by assisting with international student recruitment/enrollment, scholarship opportunities for study abroad participants and international students, post-graduation employment search, and raising public awareness of the local benefits of internationalization. Collaborating with other interested members of the Gainesville professional community in providing support and guidance to help Santa Fe College better-understand how they can foster and benefit from their international presence. I*3599282 Entity Type: Charitable Name of OBA: Young Life Gainesville Address: Gainesville, Florida, 32604 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 02/10/2026 Number of Hours: 12, Yearly Number of Hours during trading: 4, Yearly Duties: Young Life's mission is to introduce adolescents to God and help them grow in their faith by building relationships, sharing the Gospel in relatable ways, and providing experiences where kids feel seen and valued, regardless of their background or choices. Supporting, directing, and resourcing Young Life's ministry in the local community by helping set the strategy and long-term direction of the organization.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-11
  • S66 Uniform Combined State Law Examination
    2011-03-11

View on SEC IAPD

More in Gainesville, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor