Nicole Roth

Current Employers

Employment History

• 08/2002 → Present
  Computer Accounting
  Chicago, IL
• 12/2010 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 08/2010 → Present
  Nicole Conatser, Esq
  Chicago, IL
• 08/2012 → Present
  Computer Accounting & Financial Service, Inc
  Chicago, IL
• 10/2011 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1) NAME OF OTHER BUSINESS: COMPUTER ACCOUNTING & FINANCIAL SERVICE, INC. (DBA CAS FINANCIAL) INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES IN ADDITION TO TAX PREPARATION; 2) NAME OF OTHER BUSINESS: NICOLE ROTH, ESQ.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LEGAL SERVICES; START DATE: 10/2020; POSITION/TITLE/RELATIONSHIP: ATTORNEY/OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: LEGAL SERVICES AND CONSULTING; 3). NAME OF OTHER BUSINESS: KIPLING PTO INVESTMENT RELATED: NO ADDRESS: 700 KIPLING PL, DEERFIELD, IL 60015 NATURE OF BUSINESS: BOARD; START DATE: 8/17/2026; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER/HEAD; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: COORDINATING ACTIVITYS TO CONGRATULATE STAFF FOR MILESTONES & APPRICIATION WEEKS/DAYS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-10-14
• S63 Uniform Securities Agent State Law Examination
  2011-05-02

Other Names

• Nicole Conaster
• Nicole Aimee Roth
• Nicole Conatser