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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-14 |
| NJ | RA | APPROVED | 2020-08-06 |
| TX | RA | APPROVED | 2020-08-06 |
Branch Locations
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
Mendham Township, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Florham Park | NJ | 12/2010 | 08/2020 |
| Bank Of America, N.A. | Florham Park | NJ | 08/2014 | 08/2020 |
| Rbc Capital Markets, Llc | Florham Park | NJ | 08/2020 | Present |
NAME OF ENTITY: MAGUIRE, PATRICK ADDRESS: n/a INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: shore house that will be rented 8 weeks a year CAPACITY: Owner - Passive START DATE: 01/07/23 DUTIES: nothing I own a house and will use a rental agency to rent it for 8 weeks this year HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-13 |
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