Kevin C Harvey

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-07-07
IL	RA	APPROVED	2023-03-30

Branch Locations

Aurora, IL • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Belvedere Trading Llc	Chicago	IL	10/2011	11/2017
Td Ameritrade, Inc	Chicago	IL	11/2017	06/2018
Edward Jones	Aurora	IL	07/2018	10/2018
J.P. Morgan Chase Bank, N.A.	Oak Brook	IL	11/2018	10/2019
J.P. Morgan Securities Llc	Oak Brook	IL	11/2018	09/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rolling Meadows	IL	01/2020	11/2021
Jd Mellberg	Aurora	IL	09/2019	01/2020
Bank Of America, N.A.	Rolling Meadows	IL	03/2020	11/2021
Robinhood Financial, Llc	Chicago	IL	11/2021	04/2022
E*Trade Securities Llc	Chicago	IL	08/2022	09/2023
E*Trade Capital Management Llc	Chicago	IL	08/2022	09/2023
Unemployed	Aurora	IL	05/2022	07/2022
Morgan Stanley Smith Barney Llc	Lisle	IL	09/2023	Present

10/2011 → 11/2017

Belvedere Trading Llc

Chicago, IL
11/2017 → 06/2018

Td Ameritrade, Inc

Chicago, IL
07/2018 → 10/2018

Edward Jones

Aurora, IL
11/2018 → 10/2019

J.P. Morgan Chase Bank, N.A.

Oak Brook, IL
11/2018 → 09/2019

J.P. Morgan Securities Llc

Oak Brook, IL
01/2020 → 11/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Meadows, IL
09/2019 → 01/2020

Jd Mellberg

Aurora, IL
03/2020 → 11/2021

Bank Of America, N.A.

Rolling Meadows, IL
11/2021 → 04/2022

Robinhood Financial, Llc

Chicago, IL
08/2022 → 09/2023

E*Trade Securities Llc

Chicago, IL
08/2022 → 09/2023

E*Trade Capital Management Llc

Chicago, IL
05/2022 → 07/2022

Unemployed

Aurora, IL
09/2023 → Present

Morgan Stanley Smith Barney Llc

Lisle, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-06-26
S63	Uniform Securities Agent State Law Examination	2018-01-10