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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-02-12 |
| WA | RA | APPROVED | 2010-01-22 |
Branch Locations
777 East Wisconsin Ave, Milwaukee, WI 53202 • United States
Moore, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird | Memphis | TN | 10/2007 | Present |
Name/Address: Mill Ave 1 LLC Rental Property 816 W Mill Ave Coeur d'Alene ID 83814 Start Date: 5/1/22 Hours Spent: 0-1 hours/month Hours Spent During Trading: Zero Role/Responsibility: Property owner. Non Investment related Name/Address: Koti Manufacturing Group Inc 8319 NE 269th St Battle Ground WA 98604 Start Date: 4/1/22 Hours Spent: 0-10 hours/month Hours Spent During Trading: Zero Role/Responsibility: Partial owner/Treasurer Investment Related Name/Address: Legacy Hill Homes 1240 Highway 417 Moore SC 29369 Start Date: 8/29/25 Hours Spent: 6-10 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Owner Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-04 |
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