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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-07-19 |
Branch Locations
303 E Sixth St, Loveland, CO 80537 • United States
12080 Colorado Blvd., Thornton, CO 80241 • United States
621 17Th St, Denver, CO 80293 • United States
16778 E Smoky Hill Rd, Centennial, CO 80015 • United States
5805 Carr Street, Arvada, CO 80004 • United States
12880 West 64Th Ave, Arvada, CO 80004 • United States
7326 Magnolia Street, Commerce City, CO 80022 • United States
12000 North Washington Street, Thornton, CO 80241 • United States
Commerce City, CO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bancwest Investment Services | Centennial | CO | 04/2016 | Present |
| Bank Of The West | Centennial | CO | 04/2016 | Present |
| Lpl Financial Llc | Centennial | CO | 07/2023 | Present |
1. 04/27/2023 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-07-17 |
| S65 | Uniform Investment Adviser Law Examination | 2006-01-21 |
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