James Edwin Thatcher

Current Employers

Ingalls Investment Management, Llc

1 Rockefeller Plaza 7Th Floor, New York, NY 10020 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2026-08-10
NY	RA	APPROVED	2026-08-10

AL RA
APPROVED

Since 2026-08-10
NY RA
APPROVED

Since 2026-08-10

Branch Locations

1 Rockefeller Plaza 7Th Floor, New York, NY 10020

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ingalls & Snyder Llc	New York	NY	10/2010	Present
Ingalls Investment Management, Llc	New York	NY	08/2026	Present

10/2010 → Present

Ingalls & Snyder Llc

New York, NY
08/2026 → Present

Ingalls Investment Management, Llc

New York, NY

Other Businesses

TRUSTEE OF FOUR FAMILY AND ONE FRIEND TRUSTS. INVESTMENT RELATED, STARTED IN VARIOUS TIMES, AND AS TRUSTEE DEVOTE LESS THAN 1 HOUR PER MONTH TO TRUSTS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-02-10

S66 Uniform Combined State Law Examination

2011-02-10