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Melissa Ann Karpen

Captrust

Bellevue, WA

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-12-07
  • WA RA
    APPROVED
    Since 2023-12-07

Branch Locations

10811 Main Street, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Private Client Services Louisville KY 02/2016 11/2023
Trutina Financial Bellevue WA 01/2016 11/2023
Capfinancial Partners Llc (Captrust) Raleigh NC 11/2023 Present
Capfinancial Securities Llc Raleigh NC 11/2023 Present
  • 02/2016 → 11/2023
    Private Client Services
    Louisville, KY
  • 01/2016 → 11/2023
    Trutina Financial
    Bellevue, WA
  • 11/2023 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
  • 11/2023 → Present
    Capfinancial Securities Llc
    Raleigh, NC
Previous Registrations
  • 2017-12-06 → 2024-03-28
    Trutina Financial
    Bellevue, WA
  • 2014-07-07 → 2016-01-08
    Kms Financial Services, Inc.
    Bothell, WA
  • 2012-05-21 → 2014-07-08
    Edward Jones
    St Louis, MO
    Redmond, WA
    Redmond, WA
    Redmond, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-10
  • S66 Uniform Combined State Law Examination
    2012-04-10
Other Names
  • Melissa Ann Caeton

View on SEC IAPD

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FOCUS PARTNERS WEALTH, LLC

Other Investors

BRIAN RAY JOHNSON
TERESA LYNN LAMAR
LIN GONG
JOSEPH NORMAN LEVESQUE
Brandon Charles Zilles
Jacob M Demharter
KELSEN WILLIAM EDWINS
Christopher Lee-Haas Sittner

Other Offices

BASECAMP WEALTH ADVISORS, LLC · BELLEVUE, WA
THREADLINE WEALTH · BELLEVUE, WA
SCS · BELLEVUE, WA
STEWARD CAPITAL LLC. · BELLEVUE, WA
GALLAGHER FIDUCIARY ADVISORS, LLC · Bellevue, WA
LPL FINANCIAL LLC · BELLEVUE, WA
LIDO · BELLEVUE, WA
FOCUS PARTNERS WEALTH, LLC · Bellevue, WA

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