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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors, Inc. | Woodland Hills | CA | 02/2016 | 03/2018 |
| Questar Capital Corporation | Minneapolis | MN | 03/2018 | 03/2019 |
| Questar Asset Management | Minneapolis | MN | 03/2018 | 03/2019 |
| Woodbury Financial Services, Inc. | Woodland Hills | CA | 03/2019 | Present |
| Woodbury Financial Services, Inc. | Woodland Hills | CA | 03/2019 | 01/2024 |
| Osaic Wealth, Inc. | Westlake Village | CA | 01/2024 | Present |
RETIREMENT SERVICES FINANCIAL GROUP LLC POSITION: Insurance Agent NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 05/01/2014 ADDRESS: 30700 Russell Ranch Rd., Suite 250, Westlake Village CA 91362, United States DESCRIPTION: Sales and service of fixed insurance products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-20 |
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