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Nelvine Alfonso Ocampo

Osaic Wealth, Inc.

Westlake Village, CA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-19
  • CA RA
    APPROVED
    Since 2024-01-19

Branch Locations

Westlake Village, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors, Inc. Woodland Hills CA 02/2016 03/2018
Questar Capital Corporation Minneapolis MN 03/2018 03/2019
Questar Asset Management Minneapolis MN 03/2018 03/2019
Woodbury Financial Services, Inc. Woodland Hills CA 03/2019 Present
Woodbury Financial Services, Inc. Woodland Hills CA 03/2019 01/2024
Osaic Wealth, Inc. Westlake Village CA 01/2024 Present
  • 02/2016 → 03/2018
    Woodland Hills, CA
  • 03/2018 → 03/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 03/2018 → 03/2019
    Questar Asset Management
    Minneapolis, MN
  • 03/2019 → Present
    Woodbury Financial Services, Inc.
    Woodland Hills, CA
  • 03/2019 → 01/2024
    Woodbury Financial Services, Inc.
    Woodland Hills, CA
  • 01/2024 → Present
    Westlake Village, CA
Previous Registrations
  • 2019-03-01 → 2024-01-19
    Woodbury Financial Services, Inc.
    Westlake Village, CA
  • 2018-03-01 → 2019-03-01
    Questar Asset Management, Inc.
    Woodland Hills, CA
    Minneapolis, MN
  • 2016-02-05 → 2018-03-02
    Denver, CO
    Woodland Hills, CA
    Windsor, CT
  • 2014-12-19 → 2016-02-25
    Investors Capital Corp.
    Woodland Hills, CA
    Woodland Hills, CA
    Lynnfield, MA
  • 2012-12-19 → 2014-12-22
    Crown Capital Securities, L.P.
    Woodland Hills, CA
  • 2009-10-12 → 2013-01-17
    Woodland Hills, CA
    Whittier, CA
    Woodland Hills, CA
    Woodland Hills, CA
  • 2009-05-02 → 2009-10-14
    Chase Investment Services Corp.
    Canoga Park, CA
    Woodland Hills, CA
  • 2006-10-02 → 2009-05-02
    Wamu Investments, Inc.
    Thousand Oaks, CA
    Thousand Oaks, CA
    Newbury Park, CA
    Camarillo, CA
    Camarillo, CA
    Woodland Hills, CA
    Canoga Park, CA
    Thousand Oaks, CA
  • 2006-08-11 → 2006-09-18
    Wells Fargo Investments, Llc
    Northridge, CA
    Northridge, CA
    San Fernando, CA
    Beverly Hills, CA
Other Businesses

RETIREMENT SERVICES FINANCIAL GROUP LLC POSITION: Insurance Agent NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 05/01/2014 ADDRESS: 30700 Russell Ranch Rd., Suite 250, Westlake Village CA 91362, United States DESCRIPTION: Sales and service of fixed insurance products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-10
S63 Uniform Securities Agent State Law Examination 2000-04-20
  • S66 Uniform Combined State Law Examination
    2006-08-10
  • S63 Uniform Securities Agent State Law Examination
    2000-04-20

View on SEC IAPD

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