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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-07-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Bastrop | TX | 05/2014 | Present |
1) Mona Sue Vintage| Owner/Operator | Clothing/Textile Manufacturing| Owner/Operator| Selling vintage clothing and accessories online. I used to sell this collection on Etsy and marketed it through Facebook before I started in the financial industry. I plan to begin selling my collection again, primarily online, and minimally in person when antique shows (for example) open again after Covid| Less than 20 hrs monthly| No business during trading hrs. 2) TBD| Start date 10/18/2020| Clothing/Textile Manufacturing| Owner/Operator| I am starting a line of women's undergarments and apparel| Less than 20 hrs monthly| No business during trading hrs. 3) Start Date = 04-25-20| @cailin_dawn| Blogger| Austin, TX| Hours/Month = Less than 20| Personal blog on Instagram highlighting fashion, lifestyle, mental health and addiction recovery, motherhood, health, and social justice issues. Writing, photography, video, brand collaborations
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-08 |
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