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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-04-17
TX RA APPROVED_RES 2019-03-18
  • IN RA
    APPROVED
    Since 2019-04-17
  • TX RA
    APPROVED_RES
    Since 2019-03-18

Branch Locations

10211 Auburn Park Dr, Fort Wayne, IN 46825 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Leo IN 02/2012 03/2019
Raymond James Financial Services, Inc. Fort Wayne IN 03/2019 Present
Raymond James Financial Services Advisors, Inc. Fort Wayne IN 03/2019 Present
Reynolds Wealth Management Fort Wayne IN 02/2012 Present
Previous Registrations
Other Businesses

(1) Alpha Delta Holdings 15590 Viberg Rd, Leo, IN, 46765, Business Owner Other I/R: Yes 03/01/2012 HPM:: 2-10 HPM: T H:: 0-1Duties:Member (2) Alpha Delta Holdings II 15590 Viberg Rd, Leo, IN, 46765, Business Owner Other I/R: Yes 02/01/2013 HPM:: 2-10 HPM: T H:: 0-1Duties:member (3) BuddyCAt Brothers, LLC 3630 Goshen Ave, Fort Wayne, IN, 46818, Business Owner Other I/R: No 01/01/2017 HPM:: 0-1 HPM: T H:: 0-1Duties:member (4) BuddyCat Realestate II 3630 Goshen Ave, Fort Wayne, IN, 46818, Business Owner Other I/R: No 02/01/2019 HPM:: 0-1 HPM: T H:: 0-1Duties:member (5) BuddyCat Realestate LLC 3630 Goshen Ave, Fort Wayne, IN, 46818, Business Owner Other I/R: No 02/01/2013 HPM:: 0-1 HPM: T H:: 0-1Duties:member (6) BuddyCat, LLC 3630 Goshen Ave, Fort Wayne, IN, 46818, Business Owner Other I/R: No 02/01/2013 HPM:: 0-1 HPM: T H:: 0-1Duties:member (7) DLG, LLC 15590 Viberg Rd, Leo, IN, 46765, Business Owner Other I/R: No 07/01/2013 HPM:: 0-1 HPM: T H:: 0-1Duties:memeber (8) FMR, LLC 3630 Goshen Rd, Fort Wayne, IN, 46818, Business Owner Other I/R: No 03/31/2021 HPM:: 0-1 HPM: T H:: 0-1Duties:I will be a member. This LLC will receive qualified funds from 3 partners IRA's. It will use the funds to purchase equipment to be leased to an existing approved OBA. Lease proceeds will then accumulate and be invested in the RJ account until the next (9) Reynolds Wealth Management 10211 Auburn Park Dr, Fort Wayne, IN, 46825, Support Company - Owner Other, Officer - CEO, Officer - President I/R: No 02/01/2012 HPM:: 81+ HPM: T H:: 81+Duties:I am responsible for all daily operations of RWM including overseeing all operational and wealth management operations (10) Tradewinds LLC IN, Leo, IN, 46765, Other Other I/R: Yes 02/08/2013 HPM:: 0-1 HPM: T H:: 0-1Duties:My wife and i own this entity. it is the control entity for our estate planning and asset protection (11) Zephyr LP 15590 VIberg Rd, Leo, IN, 46765, Other Partner I/R: Yes 02/08/2013 HPM:: 0-1 HPM: T H:: 0-1Duties:oversee administration of assets held by entity

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-01
S63 Uniform Securities Agent State Law Examination 2000-05-25
  • S66 Uniform Combined State Law Examination
    2007-03-01
  • S63 Uniform Securities Agent State Law Examination
    2000-05-25

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