Douglas A King

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-01-25

TX RA
APPROVED

Since 2013-01-25

Branch Locations

9114 Bush Buck Ln, Conroe, TX 77303 • United States

3000 Wind River Lane Suite 110, Denton, TX 76209 • United States

Whitesboro, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stocker Woods Financial	Denton	TX	12/2010	Present
Cambridge Investment Research, Inc.	Fairfield	IA	01/2011	Present
University Of North Texas	Denton	TX	08/2009	Present
Cambridge Ivestment Research Advisors, Inc.	Fairfield	IA	01/2013	Present

12/2010 → Present

Stocker Woods Financial

Denton, TX
01/2011 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
08/2009 → Present

University Of North Texas

Denton, TX
01/2013 → Present

Cambridge Ivestment Research Advisors, Inc.

Fairfield, IA

Other Businesses

1.RENTAL PROPERTY OWNER, WHITESBORO, TX, 10/2014. NIR - 1/MO - 0/TRADING. 2.PRINCIPAL WEALTH GROUP, 3000 Wind River Lane, Ste. 110, Denton TX 76210, United States, 08/31/2015, W2 Employee, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING 3.PRIMARY WEALTH GROUP, 3000 Wind River Lane, Ste. 110, Denton TX 76210, United States, 08/31/2015, W2 Employee, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-12-19

S66 Uniform Combined State Law Examination

2011-12-19