Amy D. Pender

Current Employers

Natural Investments

Windsor, CA • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-26

NY RA
APPROVED

Since 2021-04-26

Branch Locations

Hopewell Junction, NY • United States

Windsor, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sri Investing Llc	Madison	NJ	05/2015	01/2017
Natural Investments	Hopewell Junction	NY	01/2017	Present

05/2015 → 01/2017

Sri Investing Llc

Madison, NJ
01/2017 → Present

Natural Investments

Hopewell Junction, NY

Previous Registrations

2015-07-10 → 2017-10-13

Sri Investing

Hopewell Junction, NY

Madison, NJ
2011-02-14 → 2013-07-17

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Poughkeepsie, NY

Other Businesses

(1) 2014-PRESENT: INDEPENDENT INSURANCE AGENT/INSURANCE RELATED/HOPEWELL JUNCTION, NY/INSURANCE AGENT/INSURANCE SALES & SERVICE VIA UNAFFILIATED ISSUERS & AGENCIES/INVOLVES TWO PERCENT OR LESS TIME EACH MONTH, INCLUDING DURING BUSINESS HOURS.//(2) 2014-PRESENT: AMY D. PENDER, PROPRIETOR/NOT INVESTMENT RELATED/HOPEWELL JUNCTION, NY/CONSULTANT/STRATEGIC PLANNING FOR NON-PROFIT ORGANIZATIONS/INVOLVES THREE PERCENT OR LESS TIME EACH MONTH, INCLUDING DURING BUSINESS HOURS.//

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-02-04

S66 Uniform Combined State Law Examination

2011-02-04

Designations

Other Names

Amy Beth Duggins
Amy Duggins Pender
Amy Beth Duggins Pender
Amy Beth Duggins Pender
Amy Beth Duggins-Pender
Amy Duggins Pender

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