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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-03
  • CA RA
    APPROVED
    Since 2026-06-03

Branch Locations

3530 Wilshire Blvd Suite 1600, Los Angeles, CA 90010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Los Angeles CA 02/2011 Present
New York Life Ins Co Los Angeles CA 11/2010 Present
Eagle Strategies Llc Los Angeles CA 06/2026 Present
  • 02/2011 → Present
    Nylife Securities Llc
    Los Angeles, CA
  • 11/2010 → Present
    New York Life Ins Co
    Los Angeles, CA
  • 06/2026 → Present
    Los Angeles, CA
Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products.; 3530 Wilshire Blvd 16th Floor, Los Angeles, CA90010; Start Date 04/2024; Role/Title: Insurance Broker; Investment Related; 15 hours per month; 5 hours per month during securities trading hours] [Seoul National University Alumni Choral; Treasurer. keeps record of income and expenses of the non profit small size of choir ; 13382 Los Robles Ct. Eastvale, CA 92880; Start Date 01/2024; Role/Title: Treasurer; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-02
S63 Uniform Securities Agent State Law Examination 2011-04-08
  • S65 Uniform Investment Adviser Law Examination
    2026-06-02
  • S63 Uniform Securities Agent State Law Examination
    2011-04-08

View on SEC IAPD

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