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Bradley Alan Slater

Arax Advisory Partners

Austin, TX

New York, NY

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Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-15
  • TX RA
    APPROVED
    Since 2026-07-15

Branch Locations

300 West 6Th Street, Suite 1900, Austin, TX 78701 • United States

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lion Street Financial Austin TX 07/2015 03/2022
Usca Securities Llc Austin TX 06/2023 Present
U.S. Capital Wealth Advisors, Llc Austin TX 06/2023 06/2026
Sali Fund Services Austin TX 05/2022 06/2023
Arax Advisory Partners Austin TX 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-26
  • S66 Uniform Combined State Law Examination
    2013-09-26

View on SEC IAPD

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