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Eric Eugene Niergarth

Retirement Roadmap Financial Planning

San Diego, CA

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Current Employers
Retirement Roadmap Financial Planning

San Diego, CA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-28
CA RA APPROVED 2022-11-04
  • TX RA
    APPROVED_RES
    Since 2025-02-28
  • CA RA
    APPROVED
    Since 2022-11-04

Branch Locations

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade San Diego CA 07/2009 07/2019
Lpl Financial, Llc Coronado CA 08/2019 03/2020
The Gensler Group Coronado CA 07/2019 03/2020
Illumination Wealth Management San Diego CA 04/2020 04/2022
Origin Financial Boston MA 07/2022 05/2023
Retirement Roadmap Financial Planning, Llc San Diego CA 08/2022 Present
Delegated Planning, Llc San Diego CA 08/2021 09/2024
Plug-In Financial Planning San Diego CA 09/2022 12/2024
  • 07/2009 → 07/2019
    Td Ameritrade
    San Diego, CA
  • 08/2019 → 03/2020
    Lpl Financial, Llc
    Coronado, CA
  • 07/2019 → 03/2020
    The Gensler Group
    Coronado, CA
  • 04/2020 → 04/2022
    Illumination Wealth Management
    San Diego, CA
  • 07/2022 → 05/2023
    Origin Financial
    Boston, MA
  • 08/2022 → Present
    Retirement Roadmap Financial Planning, Llc
    San Diego, CA
  • 08/2021 → 09/2024
    Delegated Planning, Llc
    San Diego, CA
  • 09/2022 → 12/2024
    Plug-In Financial Planning
    San Diego, CA
Previous Registrations
  • 2022-07-20 → 2023-05-18
    Origin Investment Advisory Llc
    San Diego, CA
    Sarasota, FL
  • 2020-04-14 → 2022-05-02
    Illumination Wealth Management
    San Diego, CA
  • 2013-12-23 → 2019-07-15
    Td Ameritrade, Inc.
    San Diego, CA
    San Diego, CA
    San Diego, CA
    Chicago, IL
    Jersey City, NJ
    Jersey City, NJ
  • 2013-12-23 → 2018-12-10
    Td Ameritrade Investment Management, Llc
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-19
S63 Uniform Securities Agent State Law Examination 2010-11-18
  • S66 Uniform Combined State Law Examination
    2013-12-19
  • S63 Uniform Securities Agent State Law Examination
    2010-11-18
Designations

View on SEC IAPD

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