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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-04-27
OK RA APPROVED 2012-03-23
  • TX RA
    APPROVED
    Since 2012-04-27
  • OK RA
    APPROVED
    Since 2012-03-23

Branch Locations

6100 S Yale Ave, Tulsa, OK 74136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith, Inc. Tulsa OK 09/2011 Present
Precision Quality Lawn Care, Llc Tulsa OK 05/2001 Present
Bank Of America, N.A. Tulsa OK 04/2012 Present
  • 09/2011 → Present
    Merrill Lynch, Pierce, Fenner And Smith, Inc.
    Tulsa, OK
  • 05/2001 → Present
    Precision Quality Lawn Care, Llc
    Tulsa, OK
  • 04/2012 → Present
    Bank Of America, N.A.
    Tulsa, OK
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-22
  • S66 Uniform Combined State Law Examination
    2012-03-22

View on SEC IAPD

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