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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-02-05
WA RA APPROVED 2024-05-10
TX RA APPROVED_RES 2015-11-17
CA RA APPROVED 2010-01-06
  • UT RA
    APPROVED
    Since 2026-02-05
  • WA RA
    APPROVED
    Since 2024-05-10
  • TX RA
    APPROVED_RES
    Since 2015-11-17
  • CA RA
    APPROVED
    Since 2010-01-06

Branch Locations

Orem, UT • United States

4400 Ne 77Th Avenue, Vancouver, WA 98662 • United States

Clayton, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cd Mortgage Concord CA 05/2005 Present
Cambridge Investment Research, Inc Fairfield IA 01/2010 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 01/2010 Present
Previous Registrations
  • 2008-09-18 → 2009-10-07
    Woodbury Financial Services, Inc.
    Walnut Creek, CA
    Walnut Creek, CA
Other Businesses

1) CD MORTGAGE, 898 MITCHELL CANYON LN, CLAYTON, CA 94517. BEGAN 8/06 AS OWNER OF LOAN BROKERING. NOT INVEST RELATED. DEVOTES 10 HRS/WK 0/TRADE. 2) NEW HOME SOLUTIONS, 3150 HILLTOP MALL RD STE 40, RICHMOND, CA 94806. BEAGN 7/07 AS REAL ESTATE OWNER. NOT INVET RELATED. DEVOTES 10 HRS/WK 0/TRADE. 3) CHURCH OF JESUS CHRIST OF LATER DAY SAINTS. WALNUT CREEK, CA. 10/20/2024, CLERK, Volunteer, SPENDS 5 HR/MO, 0HR/TRADING 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 1/2010 AS ADVISORY REP OF A RIA. INV REL - 2 HR/MO - 2/TRADING. 5) STRATITRACK LLC, 3029 HARBOUR SHORE LN, ELK GROVE, CA, 8/2015 AS OWNING MEMBER OF SOFTWARE COMPANY. NIR - 5 HR/WK - 5/TRADING. 6) DOMAN FINANCIAL , LLC, 11200 NE Gren Fels Drive, Battle Ground WA 98604, United States, 06/01/2024, Owner, Using a Trade Name / DBA, INV REL, 160 HR/MO - 160HR/TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-03
  • S66 Uniform Combined State Law Examination
    2008-07-03

View on SEC IAPD

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