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4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-05-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities Usa Inc | Depew | NY | 02/2018 | 12/2020 |
| Hsbc Bank Usa Na | Depew | NY | 01/2018 | 12/2020 |
| Prestige Asset Distribution | Tortola | 01/2017 | 01/2018 | |
| Unemployed | Houston | TX | 07/2016 | 12/2016 |
| Hsbc Securities (Usa) Inc. | Depew | NY | 12/2020 | 05/2022 |
| Hsbc Bank Usa, N.A. | Depew | NY | 12/2020 | 05/2022 |
| Key Investment Services | Williamsville | NY | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-14 |
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