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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-04-09
TX RA APPROVED_RES 2024-04-09
  • PA RA
    APPROVED
    Since 2024-04-09
  • TX RA
    APPROVED_RES
    Since 2024-04-09

Branch Locations

100 Matsonford Rd, Suite 301, Radnor, PA 19087-4532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hopewell NJ 06/2008 05/2017
Bank Of America, N.A. Pennington NJ 06/2008 05/2017
Janney Montgomery Scott Llc Philadelphia PA 04/2018 08/2021
N/A Philadelphia PA 06/2017 04/2018
Charles Schwab Bank, Ssb Wayne PA 09/2021 04/2024
Charles Schwab & Co., Inc. Radnor PA 09/2021 Present
Schwab Wealth Advisory, Inc. Radnor PA 04/2024 Present
Td Ameritrade, Inc Wayne PA 09/2022 04/2024
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-11
  • S66 Uniform Combined State Law Examination
    2008-12-11
Other Names
  • Oi Ming Cheung
  • Ming Cheung
  • Oiming Cheung

View on SEC IAPD

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