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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-04-09 |
| TX | RA | APPROVED_RES | 2024-04-09 |
Branch Locations
100 Matsonford Rd, Suite 301, Radnor, PA 19087-4532 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hopewell | NJ | 06/2008 | 05/2017 |
| Bank Of America, N.A. | Pennington | NJ | 06/2008 | 05/2017 |
| Janney Montgomery Scott Llc | Philadelphia | PA | 04/2018 | 08/2021 |
| N/A | Philadelphia | PA | 06/2017 | 04/2018 |
| Charles Schwab Bank, Ssb | Wayne | PA | 09/2021 | 04/2024 |
| Charles Schwab & Co., Inc. | Radnor | PA | 09/2021 | Present |
| Schwab Wealth Advisory, Inc. | Radnor | PA | 04/2024 | Present |
| Td Ameritrade, Inc | Wayne | PA | 09/2022 | 04/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-11 |
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