Jaime Genaro Carmona

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-01-15
NC	RA	APPROVED	2012-01-13

TX RA
APPROVED_RES

Since 2016-01-15
NC RA
APPROVED

Since 2012-01-13

Branch Locations

Wake Forest, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Raleigh	NC	01/2012	Present

01/2012 → Present

Lpl Financial Llc

Raleigh, NC

Previous Registrations

2008-08-28 → 2012-01-05

Edward Jones

Cary, NC

St Louis, MO

Cary, NC

Other Businesses

(1) 01/27/2014 - DBA ONLY - H&M FINANCIAL - RALEIGH, NC (2) 05/13/2022-Carmona Financial LLC-Not Investment Related- At Reported Business locations-Business Entity For Tax/Investment Purposes Only- START DATE: 03/21/2022-160 Hours Per Month/160 Hours During Securities Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-08-14

S66 Uniform Combined State Law Examination

2008-08-14

Other Names

Jaime Carmona

View on SEC IAPD