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Connor F Duffy

Morgan Stanley

Colchester, VT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-22
VT RA APPROVED 2022-06-29
  • TX RA
    APPROVED_RES
    Since 2022-08-22
  • VT RA
    APPROVED
    Since 2022-06-29

Branch Locations

105 West View Road 5Th Floor, Colchester, VT 05446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc New York NY 02/2011 02/2018
Morgan Stanley Private Bank, National Association New York NY 01/2015 02/2018
Key Private Bank Burlington VT 02/2018 07/2019
Maple Capital Management Montpelier VT 07/2019 06/2022
Morgan Stanley Colchester VT 06/2022 Present
  • 02/2011 → 02/2018
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 01/2015 → 02/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 02/2018 → 07/2019
    Key Private Bank
    Burlington, VT
  • 07/2019 → 06/2022
    Maple Capital Management
    Montpelier, VT
  • 06/2022 → Present
    Morgan Stanley
    Colchester, VT
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-07-14
S66 Uniform Combined State Law Examination 2010-04-02
  • S63 Uniform Securities Agent State Law Examination
    2022-07-14
  • S66 Uniform Combined State Law Examination
    2010-04-02
Other Names
  • Connor Fitzpatrick Duffy
  • Connor Fitzpatrick Duffy
  • Connor F Duffy
  • Connor Duffy

View on SEC IAPD

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