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201 S. Biscayne Blvd. Suite 1100, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-29 |
Branch Locations
201 S. Biscayne Blvd. Suite 1100, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mora Wm Securities Llc | Miami | FL | 11/2012 | 03/2024 |
| Andbanc Brokerage Llc | Miami | FL | 03/2024 | 05/2024 |
| Morgan Stanley | Miami | FL | 06/2024 | 07/2024 |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2024 | 07/2024 |
| Andbanc Brokerage Llc | Miami | FL | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-06-01 |
| S65 | Uniform Investment Adviser Law Examination | 2022-01-31 |
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