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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-07-22 |
| TX | RA | APPROVED_RES | 2025-07-22 |
Branch Locations
10 S Dearborn St Floor 09, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman Sachs & Co. | Chicago | IL | 09/2012 | 11/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 11/2017 | 08/2021 |
| Bank Of America, N.A. | Chicago | IL | 12/2017 | 08/2021 |
| Chicago Capital Llc | Chicago | IL | 08/2021 | 06/2025 |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 07/2025 | Present |
| J.P. Morgan Securities Llc | Chicago | IL | 07/2025 | Present |
Entity Name: BC Stone Investment related: No Address: Fort Lauderdale, FL www.northparkgroup.com Nature of the other business: Industrial Position/Title/Relationship: Owner/Partner Start Date: 06/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Investment in private company holding company via North Park Group, a Chicago based private equity firm. North Park Group invests in their portfolio companies on a one off basis as opposed to within a fund structure. They focus on more industrial companies than any other particular sector. Entity Name: Neverleak Holdings LLC Investment related: No "Address: 790 E. Broward Blvd #2100 Fort Lauderdale, FL 33301 www.northparkgroup.com" Nature of the other business: Holding Company Position/Title/Relationship: Owner/Partner Start Date: 11/20/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: investment in private company holding company via North Park Group, a Chicago based private equity firm with whom my wife (who also works in private equity) has a strong personal relationship. North Park Group invests in their portfolio companies on a one off basis as opposed to within a fund structure. They focus on more industrial companies than any other particular sector. Entity Name: Dickey Holdings LLC Investment related: Yes "Address: 790 E. Broward Blvd #2100 Fort Lauderdale, FL 33301 www.northparkgroup.com" Nature of the other business: Holding Company Position/Title/Relationship: Owner/Partner Start Date: 12/13/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: investment in private company holding company via North Park Group, a Chicago based private equity firm with whom my wife (who also works in private equity) has a strong personal relationship. North Park Group invests in their portfolio companies on a one off basis as opposed to within a fund structure. They focus on more industrial companies than any other particular sector.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-07-07 |
| S65 | Uniform Investment Adviser Law Examination | 2018-01-10 |
| S66 | Uniform Combined State Law Examination | 2012-12-10 |
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