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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-07 |
| VA | RA | APPROVED | 2018-07-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | El Segundo | CA | 01/2013 | 07/2018 |
| Lpl Financial Llc | Richmond | VA | 07/2018 | Present |
1) 06/28/2018 - Northbank Partners, LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 07/2018 - 160 hr/mth 2) 08/29/2023 - Northbank Partners, LLC - Non-Variable Insurance - Life Agent - Investment Related - At Reported Business Location(s) - Start Date 08/01/2018 - 1 Hour Per Month/ 0 Hours During Trading 3) 05/19/2025 - Super G, LLC - Other - Tech Start-Up Wellness App - Not Investment Related - Home Based - Start Date:04/30/2025 - 16 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-25 |
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