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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-09-25
TX RA APPROVED 2019-09-25
  • CT RA
    APPROVED
    Since 2019-09-25
  • TX RA
    APPROVED
    Since 2019-09-25

Branch Locations

One Post Office Square 35Th Floor, Boston, MA 02109 • United States

Walpole, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 06/2014 09/2019
Ubs Financial Services, Inc. Boston MA 09/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-09
  • S66 Uniform Combined State Law Examination
    2014-12-09
Other Names
  • Christina Cady
  • Christina Winter Cady
  • Christina W Cady
  • Christina Hanss

View on SEC IAPD

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