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Nidia Marlene Flores

Flores Bayne LLC

Mebane, NC

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Current Employers
Flores Bayne Llc

Mebane, NC • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-03-09
  • NC RA
    APPROVED
    Since 2021-03-09

Branch Locations

Mebane, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Inc Fairfield IA 11/2013 12/2018
Cambridge Investment Research Advisors Inc Fairfield IA 11/2013 12/2020
Flores Bayne Llc Chapel Hill NC 01/2021 Present
Previous Registrations
Other Businesses

Licensed insurance agent, not investment related, four hours per month outside of securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-10-15
S63 Uniform Securities Agent State Law Examination 2008-08-18
  • S65 Uniform Investment Adviser Law Examination
    2010-10-15
  • S63 Uniform Securities Agent State Law Examination
    2008-08-18
Other Names
  • Nidia M Flores

View on SEC IAPD

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