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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-03-09 |
Branch Locations
2 Summit Park Dr Suite 215, Independence, OH 44131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mgo Inc. | Beachwood | OH | 06/1998 | 07/2024 |
| Cerity Partners Llc | New York | NY | 07/2024 | 02/2025 |
| Prasad Wealth Partners, Llc | Independence | OH | 06/2025 | 11/2025 |
| Unemployed | Concord Township | OH | 02/2025 | 06/2025 |
| Lpl Enterprise Llc | Independence | OH | 02/2026 | Present |
| Unemployed | Cleveland | OH | 11/2025 | 02/2026 |
1. 1/26/2026 - SCOTT LEPA N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment Related - Cleveland OH - OBA Start Date: 12/31/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 1/26/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - Cleveland OH - OBA Start Date: 12/31/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading 3. 1/26/2026 - Council Gardens - Non-Profit Board Member - Not Investment Related - Cleveland OH - OBA Start Date: 01/02/2017 - 4 Hour(s)/Month - 0 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-01-12 |
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