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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-11-17 |
| MI | RA | APPROVED | 2010-01-28 |
Branch Locations
5181 Cascade Road Se, Grand Rapids, MI 49546 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co. Inc. | Grand Rapids | MI | 01/2009 | Present |
1. Luciana's Legacy; 11952 Angus Circle Sterling Heights, MI 48312; Charity / non-profit that helps families with children with terminal illnesses; Board of Directors; Attend board meetings, help make decisions/directions for the entity; 01/02/2023; 5 hrs/quarter; Not during securities trading hours; Not Investment-Related 2. Grand Rapids Lions Club - drive for vision golf outing; 5110 28th Street SE, Grand Rapids, MI 49512;Non-profit, service organization; Committee Member; Help organize, prepare and solicit sponsors for the golf outing; 05/01/2024; 3 Hours per Week; During Securities Trading Hours; Not Investment-Related 3. Grand Rapids Lions Club; 5110 28th Street SE, Grand Rapids, MI 49512; Non-profit, service organization; President; Oversee and operate the clubs day-to-day activities: service, social and donations; 06/11/2024; 5 Hours per Week; During securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-18 |
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