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51 Madison Avenue, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-03 |
Branch Locations
51 Madison Avenue, New York, NY 10010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invesco Distributors, Inc. | Houston | TX | 10/2013 | 05/2017 |
| Invesco Advisers, Inc. | Atlanta | GA | 12/2013 | 05/2017 |
| Alliancebernstein Investments, Inc. | Houston | TX | 06/2017 | 03/2022 |
| Commonwealth Financial Network | San Diego | CA | 03/2022 | 01/2023 |
| Global Wealth Advisors | Houston | TX | 03/2022 | 01/2023 |
| New York Life Investments | Bellaire | TX | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-27 |
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