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Current Employers
Kingswood Wealth Advisors, Llc

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2025-08-04
KS RA APPROVED 2025-07-28
WV RA APPROVED 2025-06-27
OH RA APPROVED 2025-06-03
NJ RA APPROVED 2025-05-28
NC RA APPROVED 2025-02-14
VA RA APPROVED 2025-02-13
WA RA APPROVED 2024-01-02
SC RA APPROVED 2023-11-15
IL RA APPROVED 2021-11-09
NV RA APPROVED 2021-11-02
TX RA APPROVED_RES 2021-10-25
CA RA APPROVED 2021-10-22
CO RA APPROVED 2021-10-22
NY RA APPROVED 2021-10-22
  • NE RA
    APPROVED
    Since 2025-08-04
  • KS RA
    APPROVED
    Since 2025-07-28
  • WV RA
    APPROVED
    Since 2025-06-27
  • OH RA
    APPROVED
    Since 2025-06-03
  • NJ RA
    APPROVED
    Since 2025-05-28
  • NC RA
    APPROVED
    Since 2025-02-14
  • VA RA
    APPROVED
    Since 2025-02-13
  • WA RA
    APPROVED
    Since 2024-01-02
  • SC RA
    APPROVED
    Since 2023-11-15
  • IL RA
    APPROVED
    Since 2021-11-09
  • NV RA
    APPROVED
    Since 2021-11-02
  • TX RA
    APPROVED_RES
    Since 2021-10-25
  • CA RA
    APPROVED
    Since 2021-10-22
  • CO RA
    APPROVED
    Since 2021-10-22
  • NY RA
    APPROVED
    Since 2021-10-22

Branch Locations

110 E Wilshire Ave Suite 301, Fullerton, CA 92832 • United States

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mirae Asset Wealth Management (Usa) Inc. New York NY 09/2015 10/2021
Kingswood Capital Partners, Llc San Diego CA 10/2021 Present
Kingswood Wealth Advisors, Llc San Diego CA 10/2021 Present
  • 09/2015 → 10/2021
    Mirae Asset Wealth Management (Usa) Inc.
    New York, NY
  • 10/2021 → Present
    Kingswood Capital Partners, Llc
    San Diego, CA
  • 10/2021 → Present
    San Diego, CA
Previous Registrations
Other Businesses

1) Vital Wealth Partners, LLC - no - 2 Foxcrest, Irvine Ca 92620 - insurance and fixed indexed annuities - managing director - 01/2020 - 20 hours - 15 hours Sales of insurance products 2) USC - Asian Pacific American Alumni Association - Board Member - no - 2607 Trousdale Pkwy, TCC 322 Los Angeles Ca 90089 - College alumni association - Alumni Board Member - 2016 - 4 hours - 0 hours I participate in Asian pacific American alumni events for USC. 3. Trinidad Coffee Company -not investment related -9828 firestone blvd. Downey, CA 90241 -Coffee roaster and distributor -Managing Director -3/20/2024 -10-20 hours per month -0 hours per month -Assist business by consulting for operational and marketing strategies to maximize growth and manage expenses

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-24
  • S66 Uniform Combined State Law Examination
    2008-09-24
Other Names
  • Paul Sangyop
  • Paul Sangyop Lee
  • Paul S Lee

View on SEC IAPD

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