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11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2025-08-04 |
| KS | RA | APPROVED | 2025-07-28 |
| WV | RA | APPROVED | 2025-06-27 |
| OH | RA | APPROVED | 2025-06-03 |
| NJ | RA | APPROVED | 2025-05-28 |
| NC | RA | APPROVED | 2025-02-14 |
| VA | RA | APPROVED | 2025-02-13 |
| WA | RA | APPROVED | 2024-01-02 |
| SC | RA | APPROVED | 2023-11-15 |
| IL | RA | APPROVED | 2021-11-09 |
| NV | RA | APPROVED | 2021-11-02 |
| TX | RA | APPROVED_RES | 2021-10-25 |
| CA | RA | APPROVED | 2021-10-22 |
| CO | RA | APPROVED | 2021-10-22 |
| NY | RA | APPROVED | 2021-10-22 |
Branch Locations
110 E Wilshire Ave Suite 301, Fullerton, CA 92832 • United States
11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mirae Asset Wealth Management (Usa) Inc. | New York | NY | 09/2015 | 10/2021 |
| Kingswood Capital Partners, Llc | San Diego | CA | 10/2021 | Present |
| Kingswood Wealth Advisors, Llc | San Diego | CA | 10/2021 | Present |
1) Vital Wealth Partners, LLC - no - 2 Foxcrest, Irvine Ca 92620 - insurance and fixed indexed annuities - managing director - 01/2020 - 20 hours - 15 hours Sales of insurance products 2) USC - Asian Pacific American Alumni Association - Board Member - no - 2607 Trousdale Pkwy, TCC 322 Los Angeles Ca 90089 - College alumni association - Alumni Board Member - 2016 - 4 hours - 0 hours I participate in Asian pacific American alumni events for USC. 3. Trinidad Coffee Company -not investment related -9828 firestone blvd. Downey, CA 90241 -Coffee roaster and distributor -Managing Director -3/20/2024 -10-20 hours per month -0 hours per month -Assist business by consulting for operational and marketing strategies to maximize growth and manage expenses
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-24 |
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