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Amber Angelyn O'MAlley

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-04-19
TX RA APPROVED_RES 2015-11-09
  • IL RA
    APPROVED
    Since 2022-04-19
  • TX RA
    APPROVED_RES
    Since 2015-11-09

Branch Locations

110 N Wacker Dr Pbig - Chicago, Chicago, IL 60606 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 10/2015 Present
Bank Of America, N.A. Chicago IL 10/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-14
S63 Uniform Securities Agent State Law Examination 2002-10-17
  • S66 Uniform Combined State Law Examination
    2022-04-14
  • S63 Uniform Securities Agent State Law Examination
    2002-10-17
Other Names
  • Amber Angelyn Dag

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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