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Current Employers
Zephyr Wealth Management

3625 E. Thousand Oaks Blvd. Suite 145, Westlake Village, CA 91362 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-12-12
  • CA RA
    APPROVED
    Since 2016-12-12

Branch Locations

3625 E. Thousand Oaks Blvd. Suite 145, Westlake Village, CA 91362 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Zephyr Investment Management Westlake Village CA 08/2014 Present
Fsc Securities Corporation Atlanta GA 08/2014 11/2023
Osaic Wealth, Inc. Senoia GA 11/2023 Present
  • 08/2014 → Present
    Zephyr Investment Management
    Westlake Village, CA
  • 08/2014 → 11/2023
    Fsc Securities Corporation
    Atlanta, GA
  • 11/2023 → Present
    Osaic Wealth, Inc.
    Senoia, GA
Other Businesses

1) ZEPHYR INVESTMENT MANAGEMENT. INVESTMENT RELATED. ADDRESS: 3625 E. THOUSAND OAKS BLVD, SUITE 145, WESTLAKE VILLAGE, CA. POSITION: FINANCIAL ADVISOR. DUTIES: INVESTMENT MANAGEMENT AND ADVISORY SERVICES. START: 08/2014. TIME SPENT: 10 HRS/MONTH WITH 10 HRS DURING TRADING HOURS. 2) BGA PREMIER INSURANCE. INVESTMENT RELATED. ADDRESS: 31200 VIA COLINAS, SUITE 101, WESTLAKE VILLAGE, CA. POSITION: INSURANCE AGENT. DUTIES: LIFE INSURANCE SALES. START: 10/2014. TIME SPENT: 2 HRS/MONTH WITH 2 HRS DURING TRADING HOURS. 3) THE NATIONAL BENEFIT CORPORATION. INVESTMENT RELATED. ADDRESS: 5022 GRAND RIDGE DRIVE, WEST DES MOINES, IA. POSITION: INSURANCE AGENT. DUTIES: LIFE INSURANCE SALES. START: 07/2016. TIME SPENT: 2 HRS/MONTH WITH 2 HRS DURING TRADING HOURS. 4) THE FRINGE BENEFIT GROUP POSITION: Sales NATURE: Insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2014 ADDRESS: 11910 ANDERSON MILL, Austin TX 78726, United States DESCRIPTION: Insurance quotes and sales. 5) FLYNN ASSOCIATES POSITION: Sales NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 04/01/2013 ADDRESS: 21600 Oxnard Street, Woodland HIlls CA 91367, United States DESCRIPTION: Term Life Insurance Sales 6) VM FINANCIAL POSITION: President NATURE: S Corp, consulting INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/12/2017 ADDRESS: 1188 Dead Oak Road, Senoia GA 30276, United States DESCRIPTION: VM Financial is my S Corp. My revenue flows through the corporation and I pay my employee, William Chenette through it.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-06
S63 Uniform Securities Agent State Law Examination 2008-11-10
  • S65 Uniform Investment Adviser Law Examination
    2016-09-06
  • S63 Uniform Securities Agent State Law Examination
    2008-11-10
Other Names
  • Vanessa Marie Moore
  • Vanessa Marie Devere
  • Vanessa Devere
  • Vanessa Moore
  • Vanessa Marie Devere
  • Vanessa Marie De Vere

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