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Patrick Reilly Mooney

Wells Fargo Clearing Services, LLC

Minneapolis, MN

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2017-06-12
  • MO RA
    APPROVED
    Since 2017-06-12

Branch Locations

550 S 4Th St 14Th Fl [Regional Supervision], Minneapolis, MN 55415 • United States

401 S Tryon St 3Rd Fl, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Virginia Beach VA 05/2008 11/2016
Wells Fargo Clearing Services, Llc Virginia Beach VA 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-11
  • S66 Uniform Combined State Law Examination
    2009-08-11
Other Names
  • Patrick Mooney

View on SEC IAPD

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