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Kara Jane Herman Fransted

LPl Financial LLC

Bethesda, MD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-31
MD RA APPROVED 2018-05-29
  • TX RA
    APPROVED_RES
    Since 2023-01-31
  • MD RA
    APPROVED
    Since 2018-05-29

Branch Locations

Bethesda, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Bethesda MD 12/2015 Present
Kmh Financial Services, Llc-Lpl Financial Bethesda MD 12/2015 Present
  • 12/2015 → Present
    Lpl Financial
    Bethesda, MD
  • 12/2015 → Present
    Kmh Financial Services, Llc-Lpl Financial
    Bethesda, MD
Other Businesses

1) 01/26/2018 - KMH Financial Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/2016 - 810 hr/mth 2) 01/26/2018 - Cakertons Bakery - owner - non-inv rel - Rockville, MD - start: 04/2017 - 8 hr/mth 3) 2/25/2021 - Fransted Strategies - Not Investment Related - Home Based - Other-Teaching life, leadership and professional - Start Date: 1/12/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Give talks about leaderships skills that stemmed from time in the military as well as how to schedule day for productivity and some general management skills.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-29
  • S66 Uniform Combined State Law Examination
    2018-05-29
Other Names
  • Kara Jane Herman

View on SEC IAPD

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