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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-31 |
| MD | RA | APPROVED | 2018-05-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Bethesda | MD | 12/2015 | Present |
| Kmh Financial Services, Llc-Lpl Financial | Bethesda | MD | 12/2015 | Present |
1) 01/26/2018 - KMH Financial Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/2016 - 810 hr/mth 2) 01/26/2018 - Cakertons Bakery - owner - non-inv rel - Rockville, MD - start: 04/2017 - 8 hr/mth 3) 2/25/2021 - Fransted Strategies - Not Investment Related - Home Based - Other-Teaching life, leadership and professional - Start Date: 1/12/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Give talks about leaderships skills that stemmed from time in the military as well as how to schedule day for productivity and some general management skills.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-29 |
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