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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-03-19 |
| CT | RA | APPROVED | 2010-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bohemia | NY | 02/2010 | Present |
| Bank Of America, N.A. | Bohemia | NY | 07/2010 | Present |
I*135127 For profit or not for profit: Non-Profit Organization Name of outside business organization: Cardinal Shehan Center Investment related: N Address of business: Bridgeport, Connecticut 6604 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 1/1/2020 Number of hours devoted: 1 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: The purpose is to serve as Board Member to help support the Shehan Center Mission to serve recreational, educational and social needs for young moderate to low income families in inner city Bridgeport and Fairfield County.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-23 |
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