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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-03-19
CT RA APPROVED 2010-06-29
  • TX RA
    APPROVED
    Since 2012-03-19
  • CT RA
    APPROVED
    Since 2010-06-29

Branch Locations

Trumbull, CT • United States

1499 Post Rd, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bohemia NY 02/2010 Present
Bank Of America, N.A. Bohemia NY 07/2010 Present
Other Businesses

I*135127 For profit or not for profit: Non-Profit Organization Name of outside business organization: Cardinal Shehan Center Investment related: N Address of business: Bridgeport, Connecticut 6604 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 1/1/2020 Number of hours devoted: 1 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: The purpose is to serve as Board Member to help support the Shehan Center Mission to serve recreational, educational and social needs for young moderate to low income families in inner city Bridgeport and Fairfield County.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-23
  • S66 Uniform Combined State Law Examination
    2010-06-23
Other Names
  • Joseph M Juliano
  • Joseph Mario Juliano

View on SEC IAPD

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