Mark Anthony Chavez

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2025-09-29
CA	RA	APPROVED	2025-09-29
CO	RA	APPROVED	2025-09-29
DC	RA	APPROVED	2025-09-29
FL	RA	APPROVED	2025-09-29
KY	RA	APPROVED	2025-09-29
MI	RA	APPROVED	2025-09-29
MN	RA	APPROVED	2025-09-29
NV	RA	APPROVED	2025-09-29
ND	RA	APPROVED	2025-09-29
SC	RA	APPROVED	2025-09-29
AL	RA	APPROVED	2021-07-21
AK	RA	APPROVED	2021-07-21
GA	RA	APPROVED	2021-07-21
ID	RA	APPROVED	2021-07-21
KS	RA	APPROVED	2021-07-21
LA	RA	APPROVED	2021-07-21
MO	RA	APPROVED	2021-07-21
MT	RA	APPROVED	2021-07-21
NM	RA	APPROVED	2021-07-21
NC	RA	APPROVED	2021-07-21
OH	RA	APPROVED	2021-07-21
PA	RA	APPROVED	2021-07-21
TX	RA	APPROVED	2021-07-21
VA	RA	APPROVED	2021-07-21
WA	RA	APPROVED	2021-07-21

AR RA
APPROVED

Since 2025-09-29
CA RA
APPROVED

Since 2025-09-29
CO RA
APPROVED

Since 2025-09-29
DC RA
APPROVED

Since 2025-09-29
FL RA
APPROVED

Since 2025-09-29
KY RA
APPROVED

Since 2025-09-29
MI RA
APPROVED

Since 2025-09-29
MN RA
APPROVED

Since 2025-09-29
NV RA
APPROVED

Since 2025-09-29
ND RA
APPROVED

Since 2025-09-29
SC RA
APPROVED

Since 2025-09-29
AL RA
APPROVED

Since 2021-07-21
AK RA
APPROVED

Since 2021-07-21
GA RA
APPROVED

Since 2021-07-21
ID RA
APPROVED

Since 2021-07-21
KS RA
APPROVED

Since 2021-07-21
LA RA
APPROVED

Since 2021-07-21
MO RA
APPROVED

Since 2021-07-21
MT RA
APPROVED

Since 2021-07-21
NM RA
APPROVED

Since 2021-07-21
NC RA
APPROVED

Since 2021-07-21
OH RA
APPROVED

Since 2021-07-21
PA RA
APPROVED

Since 2021-07-21
TX RA
APPROVED

Since 2021-07-21
VA RA
APPROVED

Since 2021-07-21
WA RA
APPROVED

Since 2021-07-21

Branch Locations

5606 N Navarro St, Ste 300X, Victoria, TX 77904 • United States

500 N Shoreline Blvd Ste 808, Corpus Christi, TX 78401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Waddell And Reed, Inc.	Corpus Christi	TX	05/2008	07/2021
Various Insurance Carriers For W & R Insurance Agencies	Victoria	TX	07/2008	07/2021
The Lampo Group	Brentwood	TN	01/2016	07/2021
Team Sc Llc	Portland	TX	10/2016	07/2021
Workplace Options	Raleigh	NC	02/2017	07/2021
Oak Ridge Church	Portland	TX	06/2017	11/2019
American Heritage Girls	Portland	TX	08/2017	09/2019
Toastmasters International	Corpus Christi	TX	09/2017	02/2020
Mark Chavez	Portland	TX	04/2019	07/2021
Mark Chavez Rental Property	Portland	TX	12/2019	07/2021
Grace Ranch Riding, Inc	Victoria	TX	02/2020	07/2021
Third Coast Business Network (Bni)	Charlotte	NC	10/2020	07/2021
Cobra Athletics	Victoria	TX	07/2021	12/2022
Taiao	Victoria	TX	07/2021	07/2021
Lpl Financial Llc	Corpus Christi	TX	07/2021	Present

05/2008 → 07/2021

Waddell And Reed, Inc.

Corpus Christi, TX
07/2008 → 07/2021

Various Insurance Carriers For W & R Insurance Agencies

Victoria, TX
01/2016 → 07/2021

The Lampo Group

Brentwood, TN
10/2016 → 07/2021

Team Sc Llc

Portland, TX
02/2017 → 07/2021

Workplace Options

Raleigh, NC
06/2017 → 11/2019

Oak Ridge Church

Portland, TX
08/2017 → 09/2019

American Heritage Girls

Portland, TX
09/2017 → 02/2020

Toastmasters International

Corpus Christi, TX
04/2019 → 07/2021

Mark Chavez

Portland, TX
12/2019 → 07/2021

Mark Chavez Rental Property

Portland, TX
02/2020 → 07/2021

Grace Ranch Riding, Inc

Victoria, TX
10/2020 → 07/2021

Third Coast Business Network (Bni)

Charlotte, NC
07/2021 → 12/2022

Cobra Athletics

Victoria, TX
07/2021 → 07/2021

Taiao

Victoria, TX
07/2021 → Present

Lpl Financial Llc

Corpus Christi, TX

Previous Registrations

2008-09-30 → 2021-07-21

Waddell & Reed

Mcallen, TX

Corpus Christi, TX

Bellevue, WA

Corpus Christi, TX

San Antonio, TX

Seattle, WA

Lynnwood, WA

Edmond, OK

Dallas, TX

Victoria, TX

Other Businesses

1.04/04/2022; Team SC LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 09/01/2016; hrs/mth; hrs during trading 2.04/04/2022; Third Coast Business Network - BNI; Other - Marketing; Not Investment Related; ,28277; Start Date 10/01/2020; hrs/mth; hrs during trading 3.04/04/2022; Mark Chavez ¿ RENTAL PROPERTY; Real Estate Rental; Investment Related; 1014 Espana dr,Portland; Start Date 03/01/2018; hrs/mth; hrs during trading 4.12/19/2022; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Chavez Financial Services; Investment Related; at Reported Business Location(s); Start Date 12/07/2022; 160hrs/mth; 160hrs during trading 5.12/28/2022; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Chavez Financial Consulting; Investment Related; at Reported Business Location(s); Start Date 12/09/2022; 40hrs/mth; 0hrs during trading 6.03/24/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Great Practices Sound Solutions; Investment Related; at Reported Business Location(s); Start Date 03/05/2025; 2hrs/mth; 2hrs during trading 7.08/10/2026; Fourplex; Real Estate Rental; Investment Related; Victoria,TX; Start Date 05/14/2026; 1hrs/mth; 1hrs during trading 8.08/10/2026; College House; Real Estate Rental; Investment Related; Victoria,TX; Start Date 08/17/2026; 1hrs/mth; 1hrs during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-09-29

S66 Uniform Combined State Law Examination

2008-09-29

Other Names

Mark Chavez

View on SEC IAPD